Course Title: Apply principles of professional practice to work in the financial services industry
Part A: Course Overview
Program: C5324
Course Title: Apply principles of professional practice to work in the financial services industry
Portfolio: BUS
Nominal Hours: 30.0
Regardless of the mode of delivery, represent a guide to the relative teaching time and student effort required to successfully achieve a particular competency/module. This may include not only scheduled classes or workplace visits but also the amount of effort required to undertake, evaluate and complete all assessment requirements, including any non-classroom activities.Course Code |
Campus |
Career |
School |
Learning Mode |
Teaching Period(s) |
EMPL5973C |
Bundoora Campus |
TAFE |
650T Vocational Business Education |
Distance / Correspondence or Face-to-Face or Internet or Workplace |
|
EMPL5892C |
City Campus |
TAFE |
650T Vocational Business Education |
Distance / Correspondence or Face-to-Face or Internet or Workplace |
Course Contact: Doug Gourlay
Course Contact Phone: +61 3 9925-5944
Course Contact Email: doug.gourlay@rmit.edu.au
Course Description
This unit describes the performance outcomes, skills and knowledge required to identify industry professional approaches to procedures, guidelines, policies and standards, including ethical requirements and model and meet expectations of these in all aspects of work.
This unit has application to a variety of financial services sectors and is applicable to individuals working within enterprises and job roles subject to licensing, legislative, regulatory or certification requirements so the varying Commonwealth, State or Territory requirements should be confirmed with the relevant body.
Pre-requisite Courses and Assumed Knowledge and Capabilities
None
National Competency Codes and Titles
National Element Code & Title: |
FNSINC401A Apply principles of professional practice to work in the financial services industry |
Elements: |
1. Identify the scope, sectors and responsibilities of the industry |
2. Identify and apply financial services industry guidelines, procedures and legislation |
|
3. Identify sustainability issues for the financial services industry |
|
4. Manage information |
|
5. Participate in and facilitate work team activities |
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6. Plan work to be completed taking into consideration time, resources and other constraints |
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7. Develop and maintain personal competency |
Learning Outcomes
Overview of Assessment
Assessment methods have been designed to measure achievement of the requirements in a flexible manner over a range of assessment tasks, for example:
• direct questioning combined with review of portfolios of evidence
• role plays
• verbal or written questioning on underpinning knowledge and skills
• observation of processes and procedures
• oral or written questioning to assess knowledge of software applications
Students are advised that they are likely to be asked to personally demonstrate their assessment work to their teacher to ensure that the relevant competency standards are being met.